IMPORTANT DISCLOSURE INFORMATION
Riverplace Capital Management, (“RCM” or “Company”) is an SEC registered investment adviser located in Jacksonville, Florida. RCM may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. RCM’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of RCM’s web site on the Internet should not be construed by any consumer and/or prospective client as RCM’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by RCM with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Riverplace Capital Management, please contact the SEC or the state securities regulators for those states in which RCM maintains a notice filing. A copy of RCM’s current written disclosure statement discussing RCM’s business operations, services, and fees is available upon written request. RCM does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked toRCM’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including Recession Protocol or any others undertaken or recommended by RCM), will be profitable or equal any historical performance level(s). Recession Protocol algorithms are purchased from third parties and have the benefit of hindsight; there is no guarantee that in the future, the indications that successfully predicted recessions in the past will be successful in the future. As such, Recession Protocol is understood to be a “best efforts” service and does not represent a guarantee by RCM or third-party data providers in any way.
Certain portions of RCM’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, RCM (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from RCM, or from any other investment professional. RCM is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Please Note: Limitations: Neither rankings and/or recognition by unaffiliated rating services, publications, or other organizations, nor the achievement of any designation or certification, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Riverplace Capital Management is engaged, or continues to be engaged, to provide investment advisory services Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers. No ranking or recognition should be construed as a current or past endorsement of Riverplace Capital Management by any of its clients. ANY QUESTIONS: Riverplace Capital Management’s Chief Compliance Officer remains available to address any questions regarding rankings and/or recognitions, including providing the criteria used for any reflected ranking.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to RCM’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from RCM, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to RCM’s web site, to release and hold harmless RCM, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Riverplace Capital Management.