Riverplace Capital is a Registered Investment Adviser
To be registered with the Securities and Exchange Commission (SEC) as a Registered Investment Adviser (RIA), firms like ours must actively manage more than $100 million in assets annually and serve as a fiduciary, where we are bound by law to act in the best interest of the client.
Unlike banks and brokerage firms, we do not sell insurance or other financial instruments that charge a commission resulting in additional costs.
Our firm provides fee based investment services. When you do well, we do well.
Meeting our fiduciary responsibility involves knowing your specific financial needs and goals as well as understanding your risk tolerance. To accomplish this, all clients are offered free financial planning.
We know the value of planning as it helps document goals and objectives, and provides a benchmark to measure progress.
It also helps us provide better, more targeted financial service to you.
Let’s start working together on your financial plan today.