Riverplace Capital, Jacksonville, FL, has maintained the goal of outperforming relevant indexes
In our business, Performance is the bottom line. It ultimately is what makes investment management worth paying for. It is measured against the client’s stated goals and criteria and we adjust each approach to be specific to the clients needs.
Throughout the years, Riverplace Capital, based in Jacksonville, FL, has maintained the goal of outperforming relevant indexes or benchmarks for each of its strategies. This has mostly been the case and we are very proud of the results we have produced. We continue to adapt and adjust our investment processes to further enhance our performance.
Below are fiscal year results of Riverplace Capital’s varied Investment Strategies from the past 10 years. These are representative strategies – individual results will vary as each account is tailored to the client’s specific needs and objectives.
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Riverplace Capital Mid Cap Portfolio’s 2020 Performance
Above is Riverplace Capital’s returns (in blue) for our Mid-Cap Portfolio versus our benchmark of the S&P 400 (in orange). Mid-Cap companies are companies who’s market capitalization is between 2 and 20 billion dollars and one of the indexes that comprises Mid-Cap companies is the S&P 400. We compare our performance to this index of Mid-Cap companies as it is the industry standard. We work hard to identify top performing Mid-Cap companies that we believe will outperform the market over the long term.
Riverplace Capital’s Dividend Portfolio’s Yield
For our investors who are looking for yield to provide consistent cash returns, our Dividend Portfolio has what you are looking for. As you can see our yield is much higher than what you will find in the fixed income markets. We also provide upside appreciation potential as well!
Riverplace Capital’s Large Cap Portfolio’s 2020 Performance
Above you will see Riverplace Capital’s returns (in blue) versus our benchmark of the S&P 500 (in orange). Large Cap companies are the largest companies in the world and provide the most liquidity for investors. The S&P 500 is comprised of Large Cap companies and the benchmark we measure our performance by. Those looking for less volatility tend look towards the Large Cap stocks for returns.
*All returns are gross of fees
Returns are based on change in capital
Definition of the Firm: Riverplace Capital is an S Corp. registered with the Securities and Exchange Commission (SEC). Firm was established in 1998 and manages full discretionary fee-based accounts. The President reports to the Board of Directors to review firm’s investment performance, and discuss the progress of any outstanding issues relative to firm’s growth and financial health. Riverplace Capital is 100% owned by its President. Large Cap Balanced 60/40 Composite: Composite performance data represents returns for selected group of accounts. Composite contains only unencumbered accounts exceeding $300,000 in market value managed to the firm’s methodology. Allocation must be 60% equities and 40% fixed income – accounts with a 25% variance allowed. Maximum use of mutual funds/ETFs for the equity component is 20% and 40% for fixed income. Accounts are included in composite after meeting composite criteria for at least one month.Composite dispersion is measured using an asset- weighted standard deviation of returns of the portfolios included in the composite for the entire calendar year. Composite creation date: 04- 2000.
Large Cap Equity Composite: Composite performance data represents returns for selected group of accounts. Composite contains only unencumbered accounts exceeding $200,000 in market value. All accounts in composite are managed to firm’s methodology; must not have over 20% in mutual funds/ETFs. Accounts are included in composite after meeting composite criteria for at least one month. Composite includes taxable and nontaxable accounts. Composite dispersion is measured using an asset-weighted standard deviation of returns of portfolios that were included in the composite for the entire calendar year. 1998, 1999, 2000 results include one account. This account was managed by the President of the firm at a prior employer for part of 1998. Composite creation date: 04-2000
MidCap Composite: Performance data of composite represents returns for selected groups of accounts. Composite contains only unencumbered accounts exceeding $200,000 in market value. All accounts included in composite are managed to firm’s methodology. Accounts include taxable and non-taxable accounts. Accounts may have up to 20% in mutual funds/ETFs. Accounts are included in composite after meeting composite criteria for at least one month. There is no intent to use leverage in the composite. Composite dispersion is measured using an asset-weighted standard deviation of returns of portfolios included in composite for the entire calendar year. Composite creation date: 09-2005.
Dividend Composite: Composite performance data represents returns for select accounts and contains only unencumbered accounts with a minimum $100,000 value. All accounts are managed to firm’s methodology for Dividend Strategy. Includes taxable and nontaxable accounts after meeting composite criteria for at least one month. Composite dispersion is measured using asset-weighted standard deviation of returns of portfolios included in composite for entire calendar year. Composite creation 2015.
Fees: All of the above performance data includes withholding taxes, investment advisory fees, and brokerage commissions (Gross of Fees). Actual returns will be reduced by advisory fees. Results above include reinvestment of interest, dividends and price changes in U.S. dollars. Trade date accounting is used in computing results. Methodology of reporting is the time-weighted return (TWR) for portfolio assets. Basis for TWR calculation is the asset-weighted average. Additional information regarding policies for calculating and reporting returns is available upon request. *Investment advisory fees are described in Form ADV Part 2A.
Fee Schedule: The standard fee schedule for the first $2 million assets under management is 1.25% annually. Amounts over $2 million are 1.00% annually. The minimum annual fee is $1,250. Fees are not based on capital gains or appreciation. Investment Advisory fees may be negotiable.
* S&P 500 Index is a market-capitalization-weighted index of the 500 largest U.S. publicly traded companies. The weightings make each company’s influence on the index’s performance directly proportional to that company’s market value.
* S&P 500 & Barclays Intermediate Govt/Credit Index: This index is 60% of the S&P 500 and 40% of the Barclays Intermediate Govt/Credit Index. The Barclays Intermediate Govt/Credit Bond Index measures performance of dollar U.S. Treasuries, government-related, and investment grade credit securities that have a remaining maturity of greater than or equal to one year and less than ten years.
* S&P 500 Citigroup Growth & Barclays Intermediate Govt/Corporate Index: This index is 60% of the S&P Citigroup Growth Index and 40% of the Barclays Intermediate/Govt Credit Index (BIGC). The S&P 500 Citigroup Growth Index is a style of stocks with growth characteristics in which the series divides the complete market capitalization of each parent index approximately equally into growth and value indices while limiting the number of stocks that overlap between them. This series is exhaustive (i.e. covering all stocks in the parent index universe) and use the conventional, cost-efficient, market capitalization-weighting scheme. The S&P/Citigroup Style index series use a multi-factor methodology to calculate growth and value in separate dimensions. Style scores are calculated taking standardized measures of 3 growth factors and 4 value factors for each constituent. Combined, the growth and value indices are exhaustive, containing the full market capitalization of the S&P 500. The BIGC is market capitalization weighted and the securities in the underlying index are updated on the last calendar day of each month as described above.
* S&P 400 Index is a market-capitalization-weighted index of 400 U.S. companies with mid-range market capitalization. The criteria for market capitalization are U.S. companies with market cap in the range of $2.4 billion to $8.2 billion. This range is reviewed from time to time to ensure consistency with market conditions.
Composite Name Change: The Large-Cap Growth Equity, Large-Cap Growth Balanced 60/40 and Mid-Cap Equity composites names were changed to U.S. Large-Cap Growth Equity, U.S. Large-Cap Growth Balanced 60/40 and U.S. Mid-Cap Equity to more accurately portray their investment mandate on 06/17/09.
Significant Cash Inflows/Outflows: All four composites should not have large distributions in/out of the accounts. The frequency should not be irregular. If a large inflow/outflow(SCF) does occur, the portfolio should be removed at the beginning of the period. The portfolio will return (re- inclusion) when the SCF is not projected to reoccur for two successive quarters. The SCF limit for the Composites is 15% of assets.
Risk of Loss: All investment programs have certain risks to the investor including interest-rate risk (fluctuations in rates); market risk (decrease in market value); and inflation risk. Past performance is not indicative of future results, investments can and may lose money.
Reporting Currency: U.S. dollars
* S&P 500 Index is a market capitalization-weighted index of the 500 largest U.S. publicly traded companies. The weightings make each company’s influence on the Index’s performance directly proportional to that company’s market value.
* S&P 500 & Barclays Intermediate Govt/Credit Index: This index is 60% of the S&P 500 and 40% of the Barclays Intermediate Govt/Credit Index (BIGC). The BIGC Index measures the performance of U.S. Treasuries, government-related, and investment grade credit securities that have a remaining maturity of greater than or equal to one year and less than ten years.
* S&P 500 Citigroup Growth & Barclays Intermediate Govt/Corporate Index: This index is 60% of the S&P Citigroup Growth Index and 40% of the Barclays Intermediate/Govt Credit Index (BIGC).
* S&P 400 Index is a market capitalization-weighted index of 400 U.S. companies. The criteria for market capitalization are companies with market cap in the range of US $2.4 billion to US $8.2 billion. This range is reviewed from time to time to ensure consistency with market conditions.
Composite Name Change: The Large-Cap Growth Equity, Large-Cap Growth Balanced 60/40 and Mid-Cap Equity composites names were changed to U.S. Large-Cap Growth Equity, U.S. Large-Cap Growth Balanced 60/40 and U.S. Mid-Cap Equity to more accurately portray their investment mandate on 06/17/09.
Significant Cash Inflows/Outflows: All four composites should not have large distributions in/out of the accounts. The frequency should not be irregular. If a large inflow/outflow(SCF) does occur, the portfolio should be removed at the beginning of the period. The portfolio will return (re- inclusion) when the SCF is not projected to reoccur for two successive quarters. The SCF limit for the Composites is 15% of assets.
Data obtained as of 3/10/2020 from Schwab Advisor Services™ a Schwab business serving independent investment advisory firms. Past performance is not indicative of future returns
